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SCIENCE & TECHNOLOGY PROGRESS AND POLICY
2020 Vol.37 Issue.6
Published 2020-03-25
Innovation in Science and Technology Management
Regional Scientific Development
Industrial Technological Progress
Enterprise Innovation Management
Legal System and Policy of Science and Technology
Review
QCA Application of Methods Column
QCA Application of Methods Column
1
Comparative Study on Conditional Configuration Paths of Manufacturing Transformation and Upgrading from the Perspective of Enterprise Resources
Zheng Jiliang,Chen Baixue
The progress of enterprise transformation and upgrading is essentially a process of effective organization of resources and generating configuration effect.The collection of resources may either promote or lead to the failure of enterprise transformation and upgrading.Therefore,from the positive and negative perspectives of successful transformation and inefficient transformation,this paper respectively obtains the conditions (resources) configuration path of high and low transformation,the key points of successful transformation and the matters needing attention of failed transformation through the empirical study and comparative study of 45 manufacturing enterprises.The main conclusions are: the dominance of innovation resources and financing capacity are important conditions for enterprise transformation and upgrading.Changing the supplier concentration is an effective way to realize the synergy of other resource factors.Lack of innovation and misallocation of resources (mainly refers to enterprise size,knowledge and technology intensity,supplier concentration) easily lead to inefficient transformation and upgrading.The research results enrich the relevant research on the transformation and upgrading of manufacturing industry,and provide countermeasures and suggestions for the effective path of enterprise transformation and upgrading and avoiding inefficiency in the new era.
2020 Vol. 37 (6): 1-10 [
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The Impact Path of Science and Technology Policy on Innovation-driven Development of National High-tech Zones
Li Zhaoyou,Liu Guannan
Based on the policy texts of 30 provinces in China,this paper carries out the research on science and technology policy of national high-tech zones,and analyses the comprehensive influence paths of different policy types by clarity sets QCA method.The study finds that there are four kinds of policy mix paths: resource input path,resource collaboration path,endogenous regulatory path and extroverted regulatory path.Human resources policy and fiscal preferential policy can play a leading role in the mix path.Innovation platform policy and industry planning policy are the internal condition in the mix path.The policy of external input and the policy of internal regulation have complementarity,and the preference of institutional policy often has a more significant driving effect.
2020 Vol. 37 (6): 11-18 [
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How Improve Entrepreneurial Enterprises' Innovation Performance
Chen Hansong,Mu Xiaodi,Jia Junyun
A convenience sample of 150 enterprises,based on the theory of entrepreneurial learning and business model innovation,using qualitative comparative analysis method of fuzzy sets qualitative comparative analysis (fsQCA) to explore the influence path and mechanism of experience learning,cognitive learning,innovative business model innovation and efficiency business model innovation on innovation performance. The study found that there are four innovative performance output such as novel business model innovation; Compared with efficient business model innovation,innovative business model innovation is easier to improve innovation performance.By using the QCA method,the research confirm the group that affects the innovation performance of startups substitution among elements in the configuration.The conclusion has enriched the internal mechanism of innovation performance output and provided guidance and reference for entrepreneurial enterprises to improve innovation performance.
2020 Vol. 37 (6): 19-26 [
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Research on the Influence Mechanism of Entrepreneurial Resource Integration on Corporate Entrepreneurship
Zhao Ling,Tian Zengrui,Chang Beiquan
Based on resource-based theory and entrepreneurship theory,this paper explores the direct impact of effectual and causational entrepreneurial resource integrationon corporate entrepreneurship,the mediating effects of innovation capability and the moderating effect of entrepreneurial learning.and proposes a moderated intermediary effect model.At the same time,structural equation model (SEM) and fuzzy set qualitative comparative analysis (fsQCA) are used to analyze the sample data of 256 incumbent enterprises which carry out corporate entrepreneurship activities,so as to obtain the statistical relationship and set relationship among variables more effectively.The results show that: effectual entrepreneurial resource integration positively affects corporate entrepreneurship through innovation capability; entrepreneurial learning positively regulates the relationship between effectual entrepreneurial resource integration and innovation capability; and fuzzy set qualitative comparative analysis obtains three types of antecedent configurations that trigger high corporate entrepreneurial activities.
2020 Vol. 37 (6): 27-36 [
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Innovation in Science and Technology Management
37
Relationships among Environmental Uncertainty,Network Routines and Ambidexterity Innovation
Wang Jinfeng,Cai Hao,Feng Lijie,Yue Junju
Through the empirical test on the sample data of several enterprises in Henan province,the impacts of the two classifications of network routines on ambidexterity innovation are examined,and additionally the moderating effects of environmental uncertainty on the above relationships are assessed.Results show that the two dimensions of network routines has different functions,that is,tacit understanding of behavior positively relates to ambidexterity innovation while there is an inverted U-shaped relationship between consensus on specification and ambidexterity innovation.Moreover,environmental dynamism's positive moderated effect is confirmed between tacit understanding of behavior and ambidexterity innovation,but it negatively moderates the relationship between consensus on specification and radical innovation; environmental munificence nearly has no significant moderated effect in relationship of network routines and ambidexterity innovation,merely promoting the relationship between tacit understanding of behavior and incremental innovation.The conclusions will contribute to conduct ambidexterity innovation effectively for enterprises,with developing and deploying network routines purposefully in the context of different environmental features.
2020 Vol. 37 (6): 37-45 [
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Entrepreneurial Motivation and Entrepreneur's Subjective Well-Being: The Moderating Effect of Social Norm
Cheng Jianqing,Luo Jinlian,Li Shuwen,Yan Jiaqi,Zhong Jing
Based on the self-determination theory and goal setting theory,this study explores the mechanism of the entrepreneurial motivation (necessity-motivated entrepreneurship and opportunity-motivated entrepreneurship) on entrepreneurial subjective well-being,and analyses the mediating effect of entrepreneurial efficacy and the moderating effect of social norm through a survey of 16,976 samples covering 69 countries from GEM database in 2013.Results show as follows: entrepreneurial motivation positively affects entrepreneurial efficacy,and then improves the entrepreneur's subjective well-being,social norm weakens the positive relationship between entrepreneurial motivation and subjective well-being.This conclusion provides theoretical and empirical implication for entrepreneurial well-being and "mass entrepreneurship and innovation" strategy upgrade.
2020 Vol. 37 (6): 46-52 [
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The Measurement of Innovation Efficiency in Basic Research of "Double First-class" Universities and the Observation of the Rationality of Input-Output Structure
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Wu Yang,Xu Xiuli,Shen Mengling
From the Eleventh Five-Year Plan to the Thirteenth Five-Year Plan,the input and output of basic research in China have been greatly increased in the past ten years.This paper uses the output-oriented envelope analysis method to measure the innovation efficiency and dynamic change trend of basic research in China's "double-first-class" universities,and to analyze the rationality of the input and output structure of "double-first-class" universities' basic research by projection value.Through the analysis,it points out the advantages and weak links of the low innovation efficiency of the" double-first-class" university to help the sound development of basic research in China.The results show that: Firstly,the three five-year plans have played an important role in guiding the rapid development of basic research in "double-first-class" universities;Secondly,From the 12th Five-Year Plan to the early stage of 13th five-year plan,the proportion of "two-class" universities with unreasonable input-output structure of basic research is relatively high; Thirdly,The introduction of high-end talents and the frontier achievements with international influence have become the key factors to optimize the input and output structure of basic research in high-level universities.
2020 Vol. 37 (6): 53-60 [
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Research on the Influencing Factors of Innovation Performance of Industry-University-Research Institute Based on Meta-analysis
Li Mingxing,Su Jialu,Hu Cheng,Li Zeyu,Wen Ming
In order to explore the influencing factors and the driving forces for the deep integration of industry-universities-research institutes in China,the meta-analysis methods was used to re-analyze the empirical research literature related to the influencing factors of industry-universities-research institutes innovation performance in China.The results have shown as followed.First,business scale,knowledge absorption,input of R&D personnel and expenses of enterprise,knowledge synergy,knowledge transfer capability,information communication channels,and tightness of cooperation between organizations,the policy support and financial support of government,the perfection of regional laws and regulations and the regional economic development can significantly enhance the innovation performance of industry-university-research cooperation; Second,location factors have a significant regulatory effect on the relationship between innovation performance and business scale,in addition,data types have a significant regulatory effect on the relationship between innovation performance and government funding.
2020 Vol. 37 (6): 61-69 [
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Fundamental Research and Analysis on the Allocation of Patent Rights from Military and Civil Dual-use Technologies
Huang Fen
The patent rights of military-civilian dual-use technologies financed by financial funds shall belong to subsidized,except for those involving national security and other interests.This is based on a modern development of the principle of inventors—the founders are the implementer of dual-use technologies; and they are also based on property rights incentive theory to promote the transformation and application of dual-use technologies and maximize the value of dual-use technologies.At the same time,in order to balance the public interest,the funded person also needs to incur the obligation of rational use of dual-use technology.The criterion for rational use should be that the dual-use technology has practical utility; in order to balance public interests,the state has the right to march in under certain conditions.Concerning the income generated by the dual-use technology,the state is not suitable to participate in the distribution.Under the guidance of the above theoretical basis,this paper examines the legal norms of the allocation of rights and duties .There are some deficiencies in the existing law,and put forward countermeasures and suggestions.
2020 Vol. 37 (6): 70-76 [
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Regional Scientific Development
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Threshold Effect of Host Country′s Technological Innovation,Institutional Quality and China′s OFDI
Hao Xindong,Yang Junkai
The Belt and Road should be the way of technological cooperation and innovation.Basing on the panel data of 50 host countries along the Belt and Road from 2003 to 2017,this paper constructs a threshold regression model and takes the institutional quality of the host countries as threshold variable,so as to?investigate the influence of host country′s technological innovation on China′s direct investment.The research shows that there are single thresholds for all the system quality indicators which include political stability,governance effectiveness,regulation quality,rule of law,corruption control and citizen participation in politics and accountability,which indicates that the system quality of host country has an impact on its technological innovation and China′s direct investment.However,the regression coefficients of the six system quality indicators are different,indicating that the relevant influence of each index of host country system quality is also not the same,so Chinese enterprises should make specific analysis when making investment decisions.Finally,the technological level of the countries along the Belt and Road is generally not high,and their low system quality restricts also their scientific and technological innovation,Chinese enterprises should pay attention to “technological traps” when investing directly in the countries along the Belt and Road.
2020 Vol. 37 (6): 77-83 [
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The Difference Contribution of University Technology Transfer and Enterprise Technology Transfer to Regional Innovation Ability
Zeng Jingjing,Wen Yonglin,Bi Chao
As the two main subjects of technology transfer,universities and enterprises play an important role in technology transfer.What is the impact of university technology transfer and enterprise technology transfer on regional innovation capabilities? And what contributions is the differences between them? This paper takes the panel data of 27 provincial administrative units in mainland China from 2010 to 2015 as the research sample,and uses the dynamic panel system GMM estimation method to explore this problem.The study found that the university and enterprise technology transfer are significantly promote the improvement of regional innovation capability.At the same time,the standardized regression coefficient found that the regional innovation performance of enterprise technology transfer was more obvious than that of university.Further,the article also finds that the technology transfer center plays an important role in the adjustment of the university technology transfer and enterprise technology transfer to the regional innovation capability.The existence of the technology transfer center significantly strengthens the regional innovation performance of university technology transfer and enterprise technology transfer.The conclusions of this paper enrich the literature on the regional innovation performance of different technology transfer forms,and at the same time help to clarify the effect of different subject technology transfer and provide reference for the government to introduce targeted assistance measures.
2020 Vol. 37 (6): 84-91 [
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Industrial Technological Progress
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Technological Innovation Dynamic Capability and High-quality Development
Chen Xusheng,Li Yunfeng
Technological innovation in the manufacturing industry can form a new driving momentum,and the innovation guidance is an important aspect of Chinese high-quality development.This paper analyzes the relationship between technological innovation dynamic capability of manufacturing industry and Chinese high-quality development of innovation guidance based on the time series data from 1995 to 2016.The empirical research finds that the two aspects have granger causality and long-term equilibrium,and the mechanism of different factors is clarified by impulse response analysis and variance decomposition.
2020 Vol. 37 (6): 92-101 [
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Institutional Basis of Industrial Structure Upgrading Driven by Innovation
Wang Xiyuan
In the new stage in which driving forces for economic growth depend on industrial structure upgrading driven by innovation,does institutional basis provide effective incentive for new driving forces? Based on inter-provincial data of China in 2009-2016,this paper adopts non-linear panel threshold model to empirically study the influence of five institutional factors including marketization,government innovation support,technical market development,financial development,and intellectual property protection on industrial structure upgrading driven by innovation.As found by the research：①The market and government do not exert impacts alternatively on industrial structure upgrading driven by innovation.Both accelerated marketization process and greater government innovation support would significantly promote this process.②Accelerating technical market development and reinforcing intellectual property protection plays a vital role in industrial structure upgrading driven by innovation.③Financial development indicated by loan balance does not generate any prominent influence on industrial structure upgrading driven by innovation,which can be evidenced by the existence of financial mismatch and the exclusion of financial capital from innovation field.
2020 Vol. 37 (6): 102-110 [
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Enterprise Innovation Management
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The Influence of Market Oriented Equilibrium Effect on New Product Performance in Dual-Element Perspective
Liu Yun,Yang Dongtao,Zhao Lijing,An Yanrong,Chen Bo
In previous studies,direct dichotomy was adopted to explore the influence of the two types of market orientation on enterprise performance to different degrees.This study based on the organizational ambidexterity theory,firstly comb of the evolution of the study of the market orientation,define the meaning of the market-oriented balance effect,and from the angle of resource allocation and innovation risk,this paper expounds the influences of the market-oriented balance effect to the enterprise,and then build the theory of market orientation affect enterprise new product performance model,the empirical examines the pioneer market orientation and reactive balance of market orientation effect of small and medium-sized high-tech enterprises internal mechanism of the new product performance.Through the analysis of 212 small and medium-sized high-tech enterprises,the following conclusions are drawn: market-oriented equilibrium effect has a significant positive impact on enterprise dual innovation; Dual innovation has a significant positive impact on the performance of new products; Dual innovation plays a fully mediating role in the relationship between market-oriented equilibrium effect and new product performance.
2020 Vol. 37 (6): 111-118 [
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Effect of Controlling Shareholder's Stocks Pledge on Firms Innovative Direction
Wan He,Zhong Xi,Peng Qiuping
The pledge of controlling shareholder stocks is a common phenomenon in China′s capital market.Scholars have launched many discussions on the impact of controlling shareholder′s stocks pledge on corporate innovation,but still have not reached a consensus conclusion.Taking China's 2003-2017 A share listed companies as the research object,we explores the logical relationship between controlling shareholders′ stocks pledge and corporate innovation from the perspective of radical innovation and incremental innovation,and further examines the contextual role of corporate stock counterbalance and corporate visibility.The results show that: Firstly,the controlling shareholder's stocks pledge will inhibit company's radical innovation,but not have a significant impact on the incremental innovation.secondly,with the increase of stock counterbalance,the inhibiting effect of stocks pledge on corporate radical innovation is strengthened first and then weakened,that is,stock counterbalance plays a U-shaped moderate role between controlling shareholder's stocks pledge and corporate radical innovation.Thirdly,corporate visibility will weaken the inhibitory effect of stocks pledge on corporate radical innovation.This study is conducive to dialectically understanding the innovative consequences of stocks pledge,and also has important implications for promoting enterprise innovation and improving corporate governance mechanisms.
2020 Vol. 37 (6): 119-127 [
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The Impact of User Innovation Behavior on Enterprise Innovation Performance under OIC
Liu Jingyan,Wang Yu,Lin Li
With the promotion of Internet technology,open innovation communities have made great progress,but few enterprises have benefited from them.This paper constructs the relationship model of social networks,user innovation and enterprise innovation performance in the context of online user innovation community from the perspective of Social Network Analysis.This model explores the relationship among three dimensions of social networks,the impact of social networks on user innovation behavior and the impact of user innovation behavior on enterprise innovation performance.Then,MIUI community is taken as an example for empirical analysis.The research results show that in online user innovation communities,the three dimensions of social networks affect each other,and the relationship dimension promotes user innovation behavior,while the cognitive dimension has a positive impact on user behavior depth and a negative impact on user behavior breadth.In addition,the user behavior depth has a positive effect on enterprise innovation performance while the user behavior breadth is irrelevant to enterprise innovation performance.
2020 Vol. 37 (6): 128-136 [
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Legal System and Policy of Science and Technology
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Patent Law and Enterprise Innovation: Empirical Research on Listed Company
Tian Jun,Ran Zhongming
The improvement of Improvement of the legal systemhas accelerated the development of China's high-quality economy.The relevant legal system reform has improved the innovation output level of enterprises which are in lower financial risk.This paper finds 2009 patent law amendment is a hard-won quasi natural experiment,we established a difference in difference model to empirically examine the causal relationship between law modification and enterprise innovation.The results show that enterprises with lower financial risks have significantly increased output in both quantity and quality.Further analysis shows that the legal change has more obvious acceleration effect on the innovation of enterprises which are with smaller the scale of debt,stronger the solvency,stronger profitability or higher the concentration of ownership.The results of this paper provides empirical evidence for the fourth amendment of patent law that can play a positive and effective role in legal reform,also provides valuable research ideas on how the law modification affects the development of real economy.
2020 Vol. 37 (6): 137-146 [
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Business Environment,Financial Development and Technological Innovation of Enterprises
Feng Tao,Zhang Meisha
In order to achieve the development goal of building an innovative country,how to realize the transfer of credit resources allocation to technological innovation has become a major problem to be solved urgently in China's economic development.Based on the theoretical analysis of the relationship between financial development,business environment and technological innovation of enterprises,this paper chooses the data of 1660 enterprises company for 2007-2017 years to carry on the empirical analysis.The results show that: optimizing the business environment can improve the capital allocation efficiency of the financial development to technological innovation projects,and thus enhance the technological innovation level of enterprises; Further,based on the empirical results of property heterogeneity,the above conclusions are more significant in non-state-owned enterprises.
2020 Vol. 37 (6): 147-153 [
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Review
154
On the Definition,Causes and Impacts of Academic Inbreeding: A Review
Li Feng,Jiang Huimin
This paper systematically reviews recent literatures on academic inbreeding,focusing on its definition,causes and potential impacts.The causes of academic inbreeding include individual motivation,institutional and national context.Also,there are many empirical studies aiming to reveal the impacts of academic inbreeding on scholars’ research outputs,career development,and the development of a university as well as the national academic system.However,there is no consensus among extant studies on how to define academic inbreeding,which leads to the debates on the pros and cons of academic inbreeding on the individual level.Therefore,this study puts forward two specific prospects for future research.One is to analyze the phenomenon of academic inbreeding from a dynamic perspective; the other is to reveal the selection mechanism behind the phenomenon of academic inbreeding.
2020 Vol. 37 (6): 154-160 [
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