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SCIENCE & TECHNOLOGY PROGRESS AND POLICY
2019 Vol.36 Issue.7
Published 2019-04-10
1
UniversityIndustry Patent Collaboration Network: Structural Evolution and Knowledge Flow
Wang Wenjing,Zhao Jiangkun
Universityindustry patent collaboration pattern mainly includes joint application, transferring and licensing. This paper constructs patent network on different cooperation pattern respectively based on which explores the basic network structure and knowledge flow situation using social network analysis method. Results show that, from 2005 to 2015, joint application network concentrating gradually while transferring and licensing network still scattering. In joint application network, the most activist nodes are universities and corporations are stronger at controlling. Furthermore, this paper studies the knowledge flow situation on technology and district level. Results show that the knowledge absorption and diffusion ability varies in different technology fields while uniform among different patterns. Reginal knowledge absorption and diffusion capability also show heterogeneity. Joint application network performs better in cooperation depth and breadth among regions.
2019 Vol. 36 (7): 1-9 [
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The Evolution and Hot Topics Analysis of R&D Research in China under the InnovationDriven Strategy
Jiang Yujie,Cao Jinglin
Whether it is the implementation of innovationdriven strategy or the improvement of scientific and technological innovation capacity, R&D cannot be ignored. After researching evolution of R&D subject, we found the hot topics that will provide reference for followup research. We collected and reviewed papers were published during the period from 1998 to 2018 in the Chinese academic journals about R&D subject. Based on bibliometrics methods, we used the information visualization analysis tools to analyze the information about keywords cooccurrence density, keywords cooccurrence clustering and mutation words. Then we got the evolution process and hot topics. We found that the research with R&D subject has been promoted along the evolution of "macromicromacro" in the past 20 years. Nowadays, there are four hot topics related to R&D subject: government subsidies, financing constraints, strategic emerging industries, and innovation efficiency.
2019 Vol. 36 (7): 10-16 [
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Patent Enforcement Insurance and Innovation Behavior of Listed Company
Ling Shixian,Ling Hongcheng
The essence of patent system is to determine the ownership of intellectual property rights. Basing on the first and second batch of patent insurance policies, which were be seen as a quasi natural test, with the help of the data of listed companies from 2008-2017, the impact of patent enforcement insurance on the innovative behavior is tested by the DID method. The research found that: Patent enforcement insurance has strengthened the protection of intellectual property rights, which can significantly promote the innovation enthusiasm of the listed companies and increase the innovation investment; Patent enforcement insurance can significantly increase the patent application and patent authorization of the listed companies. Further research has found that the statedowned property, the faster the process of marketization and the complete the legal system, the more significant the incentive effect of the patent enforcement insurance can be promoted. After the sensitivity test and instrumental variable method are applied to control the endogeneity, the above conclusions are still valid. The research shows that strengthening the construction of patent protection system is of great significance for promoting the innovation of listed companies.
2019 Vol. 36 (7): 17-25 [
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Research on the Relationship between Entrepreneurial Passion,
Ou Shaohua,Zhang Zhiwei
In order to study the relationship between entrepreneurial passion,entrepreneurial patchwork and new enterprise performance,this paper uses regression analysis method to test the theoretical model and research hypothesis.The conclusion is that entrepreneurial passion significantly positively affects the performance of new enterprise and contributes to the improvement of new enterprise performance;entrepreneurial patchwork positively affects the performance of new enterprise;entrepreneurial passion and entrepreneurial patchwork have a positive relationship.At the sametime,entrepreneurship piecing together between entrepreneurial passion and the performance of new enterprises play a part of the intermediary role.
2019 Vol. 36 (7): 26-32 [
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Financing Channels and China's Regional Technical Innovation
Chen Zhigang,He Huiyi
Based on panel data of 31 provinces in China from 2011 to 2016, this paper establishes fixed effect model to examine the influence of different financing channels on the nation and on the eastern, middle and western regions of China. The study shows:①the overall impact of debit financing is not unified, but after dividing into different regions, the debit financing promotes technical innovation in the eastern regions while suppresses technical innovation in the middle and western regions;②the effect of equity financing is not significant as a whole nor in the middle and western regions, and even suppresses technical innovation in the eastern regions; ③through further research on the individual segments of stock market, the growth enterprises market is the only one that facilitates the regional technical innovation, and the effect of main board and medium & small board is not significant.
2019 Vol. 36 (7): 33-39 [
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OFDI Reverse Technology Spillover, Institutional Quality Threshold and Regional Innovation Capability
Ran Qiying,Ren Siyu,Wu Haitao
Based on the interprovincial panel data of China from 2005 to 2016, this paper firstly demonstrates the promotion of OFDI Reverse Technology Spillovers on regional innovation capability in China through three benchmark linear regression methods, namely OLS, DIFFGMM and SYSGMM.Then, OFDI is used as the core explanatory variable to construct dynamic threshold regression models with regional corruption, marketization and intellectual property protection as the threshold variables.The results show that: with the deepening of regional corruption, China's regional innovation capability gradually weakened; with the degree of marketization, intellectual property protection as the threshold variables, the OFDI's pulling effect on China's regional innovation capability has been strengthened in turn after crossing the threshold.Finally, combined with the panel vector autoregressive model (PVAR model), we further study the impact of regional corruption, marketization and intellectual property protection on regional innovation capability in the process of OFDI.The results show that the impact of unit change of marketization degree on regional innovation capability is positive and persistent.Intellectual property protection is the fastest but weaker in the later period.Regional corruption has a negative impact on regional innovation capability.〖JP〗
2019 Vol. 36 (7): 40-47 [
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48
Analysis on the Influence of Industrial Structure's Change and the Coordinated Development of Economy in the GuangdongHong KongMacao Bay Area
Zhang Zhen
This paper divided the change of industrial structure into rationalization and upgrading. Based on the GuangdongHong KongMacao Greater Bay Area's economic data during 1995 to 2016, it measured the rationalization and upgrading of industrial structure, the coordination of economy's level. While, with the model of industrial structure change and economic coordination's level build, the relationship between them is quantitatively evaluated: the GuangdongHong KongMacao Greater Bay Area's industrial structure change was volatile, the rationalization and upgrading of industrial structure' level was on the rise, whereas large swings in the rationalization level. The level of coordinated economic development fluctuated slightly during the main research period, but the sharp drop in 1998 and 2015 resulted in a large overall change. The relationship between industrial structure change and coordinated economic development was stable. In the future, for long term the ascension of economic coordination' level was beneficial to rationalization and upgrading of industrial structure, but for the short term the upgrading would hinder the rationalization process, while, the rationalization and upgrading of industrial structure's change would have an inhibitory effect of the coordinated economic development over a longer period time. From the relation of economic development and growth, the rationalization and upgrading of industrial structure would accelerate the process of high level economic coordinated development. Variance decomposition result showed that the effect of barriers and promote between industrial structure and the coordination of economy mainly came from its own recently, but for the longterm changes in industrial structure in addition to be impacted by itself, was greatly influenced by economic coordinated development.
2019 Vol. 36 (7): 48-55 [
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56
The Study on Chinese Industrial Cluster Development Path based on Network Forms of Organization
Zhao Lu
As a special network organization, industrial cluster is a special network organization. Network forms of organization are the best developing path for the industrial clusters. This article issued an overview on the development of clusters in Germany, the United States and Japan and comprehensively summarized their experiences and enlightenments of cluster network. Considering national status quo in advanced manufacturing clusters in China, we proposed the industrial cluster development path based on network forms of organization in China, which is taking the national strategy of cluster network development as the guide, taking networked collaboration organization as hinge mechanism, taking collaborative innovation capability as the impetus, taking classification by stages as promoting means, and taking dynamic evaluation as monitoring instrumentality. It is expected to provide decision-making reference to promote the upgrading of industrial clusters and the cultivating of world-class advanced manufacturing clusters in China.
2019 Vol. 36 (7): 56-60 [
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China's Provincial Industry Convergence Capability: Theoretical Deconstruction, Evaluation Methods and Spatiotemporal Differentiation
Cheng Guangbin,Yang Chun
Based on the influencing factors analysis of industrial integration, from the perspective of demand pull, supply thrust and environment supporting , the paper deconstruct the Theories of industrial integration capability. And then it builds evaluation index system of regional industrial integration capability. The entropy method is used to measure the comprehensive index of industrial integration ability in 30 provinces and cities of China in 2005-2016 years. The gray correlation analysis method is used to determine the correlation between the subsystems and the industrial integration ability. The results show that: the relationship between supply thrust, demand pulling force and environmental support force of regional industrial integration and industrial integration ability declined in turn; From the time dimension, the industrial integration ability comprehensive index of all regions in China was steadily rising in 2005-2016, and the regional industrial integration capacity increased gradually; From the perspective of spatial dimension, China's industrial convergence ability regional differences are obvious, showing a distribution pattern of East, West, and south; From the national average level, the comprehensive index of China's overall industrial convergence ability is relatively low, and industrial integration capability is insufficient.
2019 Vol. 36 (7): 61-67 [
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68
The Effect of Environmental Regulation on China's Manufacturing Structure Optimization
Jiang Xiaoguo,Zhang Tingting
This paper uses the panel data of 30 provinces and cities in China from 2005 to 2016, and comprehensively applies the system GMM model and fixed effect model to explore the effect of formal and informal environmental regulations on the optimization of manufacturing structure. From the perspective of direct influence, formal environmental regulation can promote the upgrading of manufacturing structure but can not promote its rationalization, and informal environmental regulation can promote both the rationalization and the upgrading of manufacturing structure. From the further analysis of using technological innovation as the mediating variable, both formal environmental regulation and informal environmental regulation can positively affect the rationalization and the upgrading of manufacturing structure through the mediating effect of technological innovation, but there are regional differences in the impact of the upgrading of manufacturing structure: formal environmental regulation has a significant positive impact on the upgrading of manufacturing structure in the eastern region, has no significant impact in the central and northeastern regions, and has a significant negative impact in the western region; informal environmental regulation has a significant positive impact on the upgrading of manufacturing structure in the central and western regions and has no significant impact in the eastern and northeastern regions. Finally, based on the empirical results, from the perspectives of the complementary between the two environmental regulations, the interactivity between environmental regulation and technological innovation, and different regional differentiation regulations, some countermeasures on how to implement more effective environmental regulation to force manufacturing structure optimization are proposed.
2019 Vol. 36 (7): 68-77 [
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Digital Transformation Models of Manufacturing Enterprises：from the Perspective of Epigenetic Economic Dynamics
Yang Wei,Liu Wan
Digital transformation is necessary for manufacturing enterprises to catch up the development of information economy. Digital transformation with characters of integrating, jumping and depending on environment seriously, is quite different from conventional transformation and update based on value chain. From the perspective of Epigenetic Economic Dynamic (EED), digital transformation of manufacturing enterprises is a rapidly variation and heredity process, in which enterprises adopt external knowledge and resources. Employing the methodology of metaphor, this paper presents three theoretical models of digital transformation: stable updating, assembled updating and marked updating. These models are illustrated with analysis of three cases. The results of this research are helpful to understand digital innovation process and mechanisms deeply as well as provide enlightenments for practice.
2019 Vol. 36 (7): 78-84 [
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Research on the Entrepreneurial Risk, Entrenchment Effect and Corporate Control Allocation in Tech Starups
Hao Yan,Gao Zhanjun,Li Bingxiang
The paper takes entrepreneur after rip off and advance entrenchment effect after the venture success as influencing factors into account the analysis, builds a model to analyze the risk sharing, income distribution and the corporate control allocation between investors and entrepreneurs in the entrepreneurial process of technological enterprise. The study found: Pareto optimal risk sharing and entrepreneur's best effort level can be achieved under the complete information, and the main contradiction is moved forward to the profit sharing before the start of business; the Pareto optimal risk under asymmetric information sharing can not be achieved, entrepreneurs have the motivation to include reducing the effort level, after rip off and advance entrenchment effect behavior to obtain additional revenue to disperse the risk of human capital; entrepreneurs tend to choose two kinds of behavior after the first to profit allocation of control rights in higher, failure will tend to go back to reduce the effort level choice, so investor's moderate decentralization of the control right can avoid the probability that the entrepreneur reduces the effort level and improve the probability of success.
2019 Vol. 36 (7): 85-90 [
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International Diversification Effects on Innovation Performance in Chinese MNEs
Chen Yantai,Li Jiajia,Fan Yancheng,
As a growth strategy,international diversification has a significant potential impact on firm performance.However,existing research lacks attention to the mechanism between internationalization and innovation.This paper examines how international diversification influences innovation performance of MNEs,using the date of Chinese listed firms.Our results shows that international diversification has a positive effect on the innovation performance of the MNEs,and the effect will be more pronounced when the host country institutional development is strong enough.The moderating effect of state ownership is not significant.This paper enrich the finding on internationalization of emerging economies and provides new evidence the international diversification plays an important role on MNEs innovation performance.
2019 Vol. 36 (7): 91-97 [
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Study on the Impact of Appropriability Regime on Innovation Performance: the Moderating Role of Knowledge Leakage and Rival Absorptive Capacity
Cao Yong,Cheng Qian,Zhou Rui,Akiya Nagata
The important role of appropriability regime and knowledge leakage in enterprise innovation activities has received increasing attention. This paper uses empirical methods to analyze the impact of enterprise appropriability regime on innovation performance, and the moderating role of rival absorptive capacity and knowledge leakage in it. Through a large sample questionnaire survey, this paper empirically analyses the impact of enterprise appropriability regime on enterprise innovation performance, and focuses on the moderating role of knowledge leakage and rival absorptive capacity. The results show that enterprise appropriability regime has a significant positive impact on enterprise innovation performance. Knowledge leakage and rival absorptive capacity play a negative and positive regulatory role in the process of enterprise appropriability regime influencing innovation performance. Rival absorptive capacity and knowledge leakage play a positive and negative regulatory role in the relationship between enterprise appropriability regime and innovation performance, respectively. The research conclusion not only helps enterprises to attach importance to the innovation effect brought by enterprise appropriability regime and rival absorptive capacity, but also helps enterprises to improve innovation performance by effectively avoiding or reducing the risks brought by knowledge leakage.
2019 Vol. 36 (7): 98-104 [
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Corporate Transparency and Technological Innovation
Gao Yan,Wan Mengfei,Long Ziwu
Enterprise transparency is a yardstick of enterprise integrity in the market economy and a prerequisite for the healthy operation of economy and even the benign operation of society. Studies have shown that enterprise transparency has a positive impact on technological innovation. This article from the financial transparency, governance transparency and the perspective of organization transparency three building the appraisal model of corporate transparency, six indexes selected by 2012 to 2016, the Shenzhen securities market of hightech enterprises as samples, empirically transparency to the role of enterprise technology innovation. The results show that enterprise transparency has positive influence on technological innovation. On the path of influence, enterprise transparency promotes enterprise scientific and technological innovation by alleviating financing constraints, and on the other hand by alleviating agency problems. Compared with stateowned enterprises, the improvement of the transparency of nonstateowned enterprises can better promote the scientific and technological innovation of enterprises.
2019 Vol. 36 (7): 105-114 [
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Employee Creativity and Creative Deviance: Based on the research of Psychological Entitlement and Moral Disengagement
Yang Gang,Song Jianmin,Ji Puhua
The existing researches focused on the positive effect of employee creativity on organizational innovation performance, but fails to discuss the negative results and the mechanism. Under the overarching theoretical framework of moral self-regulation and psychological entitlement, this research endeavor to take advantage of moral disengagement as mediating mechanism and psychological entitlement as moderating mechanism to explain the mechanism and the boundary condition of the employee creativity affect the creative deviance behaviors. Based on 230 effective questionnaires surveyed in companies, the results indicate that employee creativity positively predicts the creative deviance behaviors; moral disengagement has mediated effect on the relationship between creativity and creative deviance; psychological entitlement has a positive moderated effect on the relationship between creativity and moral disengagement. The research effectively reveals the occurrence mechanism and constraint conditions of creative deviance, and provides a new theoretical perspective and practical inspiration for the management of workplace creative employees.
2019 Vol. 36 (7): 115-122 [
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The Influence Mechanism of Empowering Leadership on Tacit Knowledge Sharing of Employees：Mediation of Insider Identity Perception and Moderation of Workplace Friendship
Wang Wei,Yu Jiping,Zhang Shanliang
Knowledge management is increasingly important for growth and development of enterprise in situations where environmental uncertainty and internal and external resource constraints.From the perspective of empowerment, this study explores the relationship between empowered leadership and employee tacit knowledge sharing.Based on the role identity and selfcategorization theory, this paper further studies the relationship between internal identity perception and workplace friendship.The empirical results based on 276 “leaderemployee” supporting 〖JP〗data show that authorized leadership has a significant positive predictive effect on employee tacit knowledge sharing.Insider identity perception can play a part of intermediary role between authorizing leadership and tacit knowledge sharing.Workplace friendship positively regulates the relationship between insider's identity perception and tacit knowledge sharing, that is, the higher the level of workplace friendship, the greater the positive influence of insider's identity perception on employees' tacit knowledge sharing.
2019 Vol. 36 (7): 123-130 [
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Research on the Antitrust Problems of Abusing Market Dominant Position by Patentee of Stand Essential Patents
Zhang Wujun,Zhang Weiwei,GuoNingning
Stand essential patents（SEP）are born in the process of standard and patent integration, and SEP enhances the performance of knowledge integration. However, the patent standardization expands the power of patentee in the relevant market,and it is prone to the abuse of rights raised by the patentee. This paper analyzes the definition of the relevant market, dominant position in the market and abuses of market dominance. Due to the late start, China has an incomplete anti-monopoly system, of which relevant concepts about patent are not accurate, analysis of the relevant market are not comprehensive and the standard calculation of penalty is also deficient. In addition, due to the lack of professional law enforcement officials, China's anti-monopoly law enforcement has been limited. Through the analysis of the above problems, this paper puts forward some suggestions on the improvement of China's antimonopoly law system from two aspects of legislation and enforcement.
2019 Vol. 36 (7): 131-137 [
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The Influencing Mechanism of Virtual Team Members' Knowledge Sharing Behavior:From a PersonSituation Perspective
Hao Qi,Jin Chang,Wei Kou
The purpose of this paper is to explore the influencing mechanism and boundary conditions of virtual team member's knowledge sharing behavior. This can enable better understanding of how to stimulate virtual team members' knowledge sharing behavior. By integrating the personality traits theory, job demandsresources model, and social cognitive theory, the current paper constructs a threeway interaction model. The theoretical model is empirically validated using data collected from 219 valid questionnaires. Conscientiousness, job demands of skill variety, and knowledge sharing selfefficacy were all positively related to knowledge sharing behavior; job demands of skill variety and knowledge sharing selfefficacy jointly moderate the relationship between conscientiousness and knowledge sharing behavior.
2019 Vol. 36 (7): 138-144 [
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The Transmission Mechanism of Interaction Effects between Internet Capability and Knowledge Capability on Knowledge Creation Performance：a Mediated Moderation Model
Zhuang Caiyun,Chen Guohong,,Wang Lili
This study integrates the resourcebased view,knowledgebased view and dynamic capability theory,and explores the impact process of the interaction between internet capability and knowledge capability on the knowledge creation performance under the internet background.Special attention is paid to the important role of strategic flexibility in this process,thus building a mediated moderation effect model.Based on the survey data of 399 enterprises in China,we find that internet capability and knowledge capability have a significant positive impact on strategic flexibility.The interaction between internet capability and knowledge capability promotes knowledge creation performance through the mediating mechanism of strategic flexibility.There exists a mediated moderation effect.In theory,this research expands the antecedent research of resourcebased view and knowledgebased view on building organizational competitive advantage.In practice,it provides a practical reference for enterprises under the internet background to improve knowledge creation performance effectively.
2019 Vol. 36 (7): 145-152 [
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Research Context and Hotspot Analysis of Innovation Theory from the International Perspective
Zhang Lu,Zhao Shuang,Ren Hui,Zhang Qiang,Chang Haodong
This paper takes the international innovation theory literature from 1987 to 2016 included in the Web of Science database as the research object to review the international innovation theory research under the international visual threshold. This paper analyzes the cooperation network of the core authors, the distribution of research power, the co-citation of literature and the evolution of research hotspots. Research findings: the hot areas of innovation theory research are mainly in the United States and Europe；open innovation, agricultural innovation system, glaucoma diagnosis innovation, knowledge-intensive service and innovation index are the five main academic clusters of international innovation theory；organizational innovation, absorptive capacity, dynamic capacity, open innovation and product structure innovation are the research hotspots and trends in the field of international innovation theory.
2019 Vol. 36 (7): 153-160 [
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