|
|
Research on Regional Green Innovation Efficiency Evaluation and Intelligent Diagnosis based on Three-stage Malmquist-PNN |
Xu Xueguo,Zhou Yanfei |
(School of Management, Shanghai University, Shanghai 200444,China) |
|
|
Abstract This paper applies three-stage Malmquist index to measure the green innovation efficiency of eight comprehensive economic zones excluding external environment and random interference factors. The probability neural network (PNN) is used to conduct intelligent diagnosis of green innovation efficiency. The results show that: ①The green innovation efficiency of the eight comprehensive economic zones shows the fluctuation trend of "decline-rise-decline-rise". It is mainly determined by technological progress, while the low technology efficiency is caused by the decline of scale efficiency. ②After eliminating the interference of external environment and random factors, Malmquist index of each region decreases. The green innovation efficiency in the first stage is overestimated, which is due to the overestimation of technical efficiency. Among them, the rankings of northwest and middle reaches of the Yellow River are quite different from that of the first stage, while the rankings of other regions remain unchanged. ③Accelerating the development of technology market and optimizing industrial structure contribute to the growth of green innovation efficiency, while the level of economic development, economic openness and environmental regulation have no significant impact on green innovation efficiency. ④According to the results of intelligent diagnosis, the eight comprehensive economic zones are divided into three categories: the areas of total efficiency, the areas of pure technology inefficiency and the areas of scale inefficiency.
|
Received: 15 October 2020
|
|
|
|
|
[1] 新华社.关于全面加强生态环境保护坚决打好污染防治攻坚战的意见[EB/OL]. http://www.gov.cn/zhengce/2018-06/24/content_5300953.htm,2018-06-24.[2] 吴超,杨树旺,唐鹏程,等.中国重污染行业绿色创新效率提升模式构建[J].中国人口·资源与环境,2018,28(5):40-48. [3] 韩晶.中国区域绿色创新效率研究[J].财经问题研究,2012,34(11):130-137.[4] 刘佳,宋秋月.中国旅游产业绿色创新效率的空间网络结构与形成机制[J].中国人口·资源与环境,2018,28(8):127-137.[5] 张峰,任仕佳,殷秀清.高技术产业绿色技术创新效率及其规模质量门槛效应[J].科技进步与对策,2020,37(7):59-68.[6] 吴旭晓.中国区域绿色创新效率演进轨迹及形成机理研究[J].科技进步与对策,2019,36(23):36-43.[7] 王惠,王树乔,苗壮,李小聪.研发投入对绿色创新效率的异质门槛效应——基于中国高技术产业的经验研究[J].科研管理,2016,37(2):63-71.[8] 王海龙,连晓宇,林德明.绿色技术创新效率对区域绿色增长绩效的影响实证分析[J].科学学与科学技术管理,2016,37(6):80-87.[9] 曾冰.我国省际绿色创新效率的影响因素及空间溢出效应[J].当代经济管理,2018,40(12):59-63.[10] 吕岩威,谢雁翔,楼贤骏.中国区域绿色创新效率收敛性研究[J].科技进步与对策,2019,36(15):37-42.[11] 潘娟,张玉喜.中国研发投入科技创新效率的PP-SFA分析——基于中国30个省域实证研究[J].系统工程,2019,37(2):12-20.[12] CUI H, WANG H, ZHAO Q. Which factors stimulate industrial green total factor productivity growth rate in China? an industrial aspect[J]. Greenhouse Gases: Science and Technology, 2019, 9(3): 505-518.[13] MIAO C, FANG D, SUN L, et al. Driving effect of technology innovation on energy utilization efficiency in strategic emerging industries[J]. Journal of cleaner production, 2018(170): 1177-1184.[14] WANG D, LI S, SUEYOSHI T. DEA environmental assessment on US Industrial sectors: investment for improvement in operational and environmental performance to attain corporate sustainability[J]. Energy Economics, 2014(45):254-267.[15] GENG Z, DONG J, HAN Y, et al. Energy and environment efficiency analysis based on an improved environment DEA cross-model: case study of complex chemical processes[J]. Applied Energy, 2017(205):465-476.[16] DENG J, ZHANG N, AHMAD F, et al. Local government competition, environmental regulation intensity and regional innovation performance: an empirical investigation of Chinese provinces[J]. International journal of environmental research and public health, 2019, 16(12): 2130.[17] 崔蓉,费锦华,孙亚男.中国省际绿色创新生产率的变动及其空间溢出效应研究[J].宏观经济研究,2019,41(6):132-145.[18] LUO Q, MIAO C, SUN L, et al. Efficiency evaluation of green technology innovation of China's strategic emerging industries: an empirical analysis based on malmquist-data envelopment analysis index[J]. Journal of Cleaner Production, 2019(238):117-182.[19] 冯海波,葛小南.中国地方政府R&D投入效率及影响因素分析——基于三阶段DEA-Malmquist指数法[J].系统工程,2019,37(1):1-13.[20] 卢曦,许长新.长江经济带水资源利用的动态效率及绝对β收敛研究——基于三阶段DEA-Malmquist指数法[J].长江流域资源与环境,2017,26(9):1351-1358.[21] 陈星星.非期望产出下我国能源消耗产出效率差异研究[J].中国管理科学,2019,27(8):191-198.[22] 张惠琴,尚甜甜,邵云飞.基于Malmquist-PNN的油田企业技术创新效率评价与智能诊断研究[J].科研管理,2016,37(12):10-18.[23] 苏亮,宋绪丁.基于Matlab的概率神经网络的实现及应用[J].计算机与现代化,2011,27(11):47-50.[24] 李健,马晓芳.京津冀城市绿色创新效率时空差异及影响因素分析[J].系统工程,2019,37(5):51-61.[25] 易明,程晓曼.长江经济带城市绿色创新效率时空分异及其影响因素[J].城市问题,2018,37(8):31-39.[26] 李雪松,曾宇航.中国区域创新型绿色发展效率测度及其影响因素[J].科技进步与对策,2020,37(3):33-42.[27] 侯建,陈恒.中国高专利密集度制造业技术创新绿色转型绩效及驱动因素研究[J].管理评论,2018,30(4):59-69.[28] 魏艳华,马立平,王丙参.中国八大综合经济区经济发展差异测度与评价[J].数量经济技术经济研究,2020,37(6):89-108.[29] 高赢.中国八大综合经济区绿色发展绩效及其影响因素研究[J].数量经济技术经济研究,2019,36(9):3-23.[30] 邓宗兵,何若帆,陈钲,等.中国八大综合经济区生态文明发展的区域差异及收敛性研究[J].数量经济技术经济研究,2020,37(6):3-25.[31] 李金铠,马静静,魏伟.中国八大综合经济区能源碳排放效率的区域差异研究[J].数量经济技术经济研究,2020,37(6):109-129.[32] 杨明海,张红霞,孙亚男,等.中国八大综合经济区科技创新能力的区域差距及其影响因素研究[J].数量经济技术经济研究,2018,35(4):3-19.[33] 魏权龄.数据包络分析[M].北京:科学出版社,2004.[34] FARE R, GROSSKOPF S, LINDGREN B, et al. Productivity changes in swedish pharamacies 1980—1989:a non-parametric malmquist approach[J].Journal of Productivity Analysis,1992(3):85-101.[35] 罗登跃.三阶段DEA模型管理无效率估计注记[J].统计研究,2012,29(4):104-107.[36] 陈巍巍,张雷,马铁虎,等.关于三阶段DEA模型的几点研究[J].系统工程,2014,32(9):144-149.[37] 郭瑞,文雁兵.高新技术产业绿色创新研究:效率测算与FDI区位选择[J].浙江大学学报(人文社会科学版),2019,49(5):224-239.[38] 吴美琴,肖慧,樊晓宏,等.区域绿色创新三阶段效率研究——基于NSBM模型的分析[J].山西大学学报(哲学社会科学版),2016,39(6):79-86.[39] 张军,吴桂英,张吉鹏.中国省际物质资本存量估算:1952—2000[J].经济研究,2004,50(10):35-44.[40] 毕克新,杨朝均,隋俊.跨国公司技术转移对绿色创新绩效影响效果评价——基于制造业绿色创新系统的实证研究[J].中国软科学,2015,30(11):81-93.[41] 中国经济网.《中国区域科技创新评价报告2018》发布:区域创新各具特色[EB/OL].http://www.ce.cn/xwzx/gnsz/gdxw/201810/29/t20181029_30653144.shtml,2018-10-29. |
|
|
|