Breakthroughs in Technology Bottlenecks:The Influence of Knowledge Development Mode on the Key Technologies and Derivative Technologies of Enterprises
Gong Hong1,2,3,Li Changhao1
(1. Economics and Management School, Wuhan University;2. Research Center of Strategic Emerging Industries, Wuhan University;3. China Research Center for Industry University Research Cooperation, Wuhan University, Wuhan 430072, China)
龚红,李昌昊. 突破“卡脖子”技术：知识开发模式对企业关键核心技术及其衍生技术的影响[J]. 科技进步与对策, 2024, 41(1): 56-65.
Gong Hong,Li Changhao. Breakthroughs in Technology Bottlenecks:The Influence of Knowledge Development Mode on the Key Technologies and Derivative Technologies of Enterprises. SCIENCE & TECHNOLOGY PROGRESS AND POLICY, 2024, 41(1): 56-65.
[1] 陈劲, 阳镇, 朱子钦. “十四五”时期“卡脖子”技术的破解:识别框架、战略转向与突破路径[J]. 改革, 2020,33(12):5-15. [2] 董坤, 白如江, 许海云. 省域视角下产业潜在“卡脖子”技术识别与分析研究——以山东省区块链产业为例[J]. 情报理论与实践, 2021, 44(11): 197-203. [3] 王璐瑶, 曲冠楠, JUAN ROGERS. 面向“卡脖子”问题的知识创新生态系统分析:核心挑战、理论构建与现实路径[J]. 科研管理, 2022, 43(4): 94-102. [4] KAPLAN S, VAKILI K. The double-edged sword of recombination in breakthrough innovation[J]. Strategic Management Journal, 2015, 36(10): 1435-1457. [5] GRANT R M, C BADEN-FULLER. A knowledge accessing theory of strategic alliances[J]. Journal of Management Studies, 2004, 41(1): 61-84. [6] 张治河, 苗欣苑. “卡脖子”关键核心技术的甄选机制研究[J]. 陕西师范大学学报(哲学社会科学版), 2020, 49(6):5-15. [7] 陈强远, 林思彤, 张醒. 中国技术创新激励政策:激励了数量还是质量[J]. 中国工业经济,2020,37(4): 79-96. [8] 汤志伟, 李昱璇, 张龙鹏. 中美贸易摩擦背景下“卡脖子”技术识别方法与突破路径——以电子信息产业为例[J]. 科技进步与对策, 2021,38(1): 1-9. [9] 韩天琪. 关键核心技术,我们为什么“如鲠在喉”[N].中国科学报, 2018-11-19 (6). [10] 宋河发, 穆荣平,任中保.自主创新及创新自主性测度研究[J]. 中国软科学, 2006,21(6):60-66. [11] SPITHOVEN A, FRANTZEN R, CLARYSSE R. Heterogeneous firm level effects of knowledge exchanges on product innovation: differences between dynamic and lagging product innovators[J]. Journal of Production and Innovation Management, 2010, 27 (3): 362-381. [12] BRUSONI S, PRENCIPE A. Patterns of modularity: the dynamics of product architecture in complex systems[J]. European Management Review, 2011(8): 67-80. [13] PAMMOLLI F, MAGAZZINI L, RICCABONI M. The productivity crisis in pharmaceutical R&D[J]. Nature Reviews Drug Discovery, 2011, 10:428-438. [14] ROTHAERMEL F T, DEEDS D L. Alliance type, alliance experience and alliance management capability in high technology ventures[J]. Journal of Business Venturing, 2006, 21: 429-460. [15] LI Y H. Internal R&D and acquisition performance of Chinese pharmaceutical firms: moderation effect of acquisition motive and corporate ownership[J]. Processes, 2019, 7(5):292. [16] KAMURIWO D S, C BADEN-FULLER, JING Z. Knowledge development approaches and breakthrough innovations in technology-based new firms[J]. Journal of Product Innovation Management, 2017, 34(4): 492-508. [17] SRENSEN J B, STUART T E. Aging, obsolescence, and organizational innovation[J]. Administrative Science Quarterly, 2000, 45(1): 81-112. [18] FAEMS D, VAN LOOY B, DEBACKERE K. Inter-organizational collaboration and innovation: toward a portfolio approach[J]. Journal of Product Innovation Management, 2005, 22(3):238-250. [19] BELDERBOS R, GILSING V, LOKSHIN B, et al. The antecedents of new R&D collaborations with different partner types: on the dynamics of past R&D collaboration and innovative performance[J]. Long Range Planning, 2018, 51(2): 285-302. [20] NAMBISAN S, SAWHNEY M. Orchestration processes in network centric innovation: evidence from the field[J]. Academy of Management Perspectives, 2011, 25(3): 40-57. [21] 吴言波, 邵云飞, 殷俊杰. 战略联盟知识异质性对焦点企业突破性创新的影响研究[J]. 管理学报, 2019, 16(4): 541-549. [22] ASKENAZY P, THESMAR D, THOENIG M. On the relation between organizational practices and new technologies: the role of (time based) competition[J]. The Economic Journal, 2006, 116: 128-154. [23] WEN-BIN CHUANG, TO-HAN CHANG, HUI-LIN LIN. The productivity effects of local R&D outsourcing: the moderating role of subsidiary mandate and internal R&D[J]. Technology Analysis & Strategic Management, 2015, 27(10): 1239-1254. [24] DOLOREUX D, SHEARMUR R, RODRIGUEZ M. Internal R&D and external information in knowledge-intensive business service innovation: complements, substitutes or independent[J]. Technological and Economic Development of Economy, 2018, 24(6): 2255-2276. [25] ANZOLA-ROMN P,BAYONA-SEZ C,GARCA-MARCO T.Organizational innovation, internal R&D and externally sourced innovation practices: effects on technological innovation outcomes[J]. Journal of Business Research, 2018, 91: 233-247. [26] FLOR M L,COOPER S Y,OLTRA M J.External knowledge search,absorptive capacity and radical innovation in high-technology firms[J].European Management Journal,2018,36(2):183-194. [27] MUOZ-BULLN F,SANCHEZ-BUENO M J, MASSIS A D. Combining internal and external R&D: the effects on innovation performance in family and nonfamily firms[J]. Entrepreneurship Theory and Practice, 2020, 44(5):996-1031. [28] SAHAI R, FRESE M. If you have a hammer, you only look for nails: the relationship between the einstellung effect and business opportunity identification[J]. Journal of Small Business Management, 2019, 57(3): 927-942. [29] LIPPARINI A, LORENZONI G, FERRIANI S. From core to periphery and back: a study on the deliberate shaping of knowledge flowsin interfirm dyads and networks[J]. Strategic Management Journal, 2014, 35(4): 578-595. [30] KRZEMINSKA A, ECKERT C. Complementarity of internal and external R&D: is there a difference between product versus process innovations[J]. R&D Management, 2016, 46(S3): 931-944. [31] JUNG H J. Recombination sources and breakthrough inventions: university-developed technology versus firm-developed technology[J]. The Journal of Technology Transfer, 2020, 45:1121-1166. [32] NGUYEN T M, SIRI N S, MALIK A. Multilevel influences on individual knowledge sharing behaviours: the moderating effects of knowledge sharing opportunity and collectivism[J]. Journal of Knowledge Management, 2022, 26(1):70-87. [33] 杨震宁, 赵红. 中国企业的开放式创新:制度环境、“竞合”关系与创新绩效[J]. 管理世界, 2020, 36(2): 139-160. [34] AW B Y, ROBERTS M J, XU D. R&D investment,exporting,and productivity dynamics[J]. American Economic Review, 2011, 101(4): 1312-1344. [35] BAPNA R, LONGER N, MEHRA A, et al.Human capital investments and employee performance: an analysis of IT services industry[J]. Management Science, 2013, 59(3): 641-658. [36] LEONARD-BARTON D. Core capabilities and core rigidities: aparadox in managing new product development[J]. Strategic Management Journal, 1992, 13: 111-125. [37] PIHLAJAMAA M, KAIPIA R, SAILA J, et al. Can supplier innovations substitute for internal R&D? a multiple case study from an absorptive capacity perspective[J]. Journal of Purchasing and Supply Management, 2017, 23(4): 242-255. [38] 梅玲, 刘慧慧, 郭林晓. 风险投资对企业创新的影响机制与异质性研究[J]. 珞珈管理评论, 2022,43(3): 114-134. [39] ILINITCH A Y, D AVENI R A, LEWIN A Y. New organizational forms and strategies for managing in hypercompetitive environments[J]. Organization Science, 1996, 7(3): 211-220. [40] 张杰, 张少军, 刘志彪. 多维技术溢出效应、本土企业创新动力与产业升级的路径选择[J]. 南开经济研究, 2007,23(3): 47-66. [41] 张艳辉, 庄贞贞, 李宗伟. 电子商务能否促进传统制造业的创新行为[J]. 数量经济技术经济研究, 2018,35(12): 100-115. [42] BLAZSEK S, ESCRIBANO A. Patent propensity, R&D and market competition: dynamic spillovers of innovation leaders and followers[J]. Journal of Econometrics, 2016, 191(1): 145-163. [43] LAKSMANA I, YANG Y W. Product market competition and corporate investment decisions[J]. Review of Accounting and Finance, 2015, 14(2): 128-148. [44] 陈信元, 靳庆鲁, 肖土盛, 等. 行业竞争、管理层投资决策与公司增长/清算期权价值[J]. 经济学(季刊), 2014, 13(1): 305-332. [45] 郭晓川, 刘虹, 张晓英. 双元创新选择、市场竞争强度与商业模式迭代——基于高新技术制造企业的实证研究[J]. 软科学, 2021, 35(10): 9-14. [46] 周华林, 李雪松. Tobit模型估计方法与应用[J]. 经济学动态, 2012,53(5): 105-119.
